Our Team

janet1_0002_14156-102BNIHS

Janet has over 20 years of experience in the Financial Services Industry. Clients view Janet as a trusted advisor, overseeing the many dimensions of their family’s financial affairs. As a result of their confidence in us, Janet was named one of Rhode Island’s Five Star Wealth Managers* in 2013, 2014, and 2015, a prestigious award based on a combination of client and industry feedback and representing less than seven percent of wealth managers in the Rhode Island area.

Janet holds her LUTCF (Life Underwriter Training Council Fellow) and CLTC (Certified in Long Term Care) certification and is currently enrolled in the American College – RICP (Retirement Income Certified Professional) program.

A graduate of New Hampshire College, she holds Series 7, 63, & 65 securities registrations, as well as life and health insurance licenses. Janet and her family live in Saunderstown, RI. Janet is a member of the Financial Planning Association and is a founding member of the Capital Gains BNI Chapter in Providence.

We are confident you’ll love interacting with our team and feel secure knowing they are getting the job done right.

 

janet1_0001_athena_0000_kristen-e1409860414793Kristen Tool is an Administrative Assistant. She attended Des Moines Area Community College. Kristen is responsible for new account processing, account transfers, and account service requests. She is also responsible for scheduling client reviews and appointments.

Email: Click here

janet1_0001_BackgroundOffice: 401.541.5100

 

janet1_0000_athena_0001_jamie-e1409860356849Jamie Roth is a Marketing Assistant. She is a graduate of the University of Northern Iowa. Jamie is responsible for publishing the firm’s newsletters and managing the firm’s website and social media. Jamie also has vast experience in new account processing, account transfers and cashiering request and serves as a backup to Kristen in these areas.

janet1_0001_BackgroundEmail: Click here

Office: 401.541.5100

 

2014_IBD_BDOY_buttonIn a profession based on objective advice, true independence offers many choices intended to benefit you, the client. Your choice of an independent financial professional is the first step in getting unbiased recommendations and impartial guidance based directly on your needs and goals.

Why is independence important? Just as you have the opportunity to choose your financial professional, we in turn choose our independent broker dealer. This means that we are not forced to sell proprietary products or meet any sales quota. Therefore, we are not pressured or distracted by corporate interests and can focus on what is best for you and your financial goals.

Out broker dealer, Cambridge Investment Research (CIR), Inc. is responsible for regulatory compliance and adherence to securities laws. We chose to affiliate ourselves with CIR because of their service oriented culture and core values of Integrity, Commitment, Flexibility and Kindness. These core values resonate with the core values and mission of our firm.

 

Check the background of investment professionals on FINRA’s BrokerCheck

 

To receive the Five Star Wealth Manager award, individuals must satisfy a series of eligibility and evaluation criteria associated with wealth managers who provide services to clients. Recipients are identified through research conducted by industry peer and firms. Third party rankings and recognitions from rating services or publications are not indicative of past or future investment performance. For more information, go to www.fivestarprofessional.com.